-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JH1op3NyoTjRZGQ82X1ff4mWYbA88yuBbleMRS3pzCTVIs4+hkbCEukQpyJPMedN 5KisFMJpd5ddPzyqjXZwKw== 0000897069-97-000073.txt : 19970222 0000897069-97-000073.hdr.sgml : 19970222 ACCESSION NUMBER: 0000897069-97-000073 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUCO2 INC /FL CENTRAL INDEX KEY: 0000947577 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 650180800 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46469 FILM NUMBER: 97529559 BUSINESS ADDRESS: STREET 1: 2820 S E MARKET PLACE CITY: STUART STATE: FL ZIP: 34997 BUSINESS PHONE: 4072211754 MAIL ADDRESS: STREET 1: 2820 SE MARKET PLACE CITY: STUART STATE: FL ZIP: 34997 FORMER COMPANY: FORMER CONFORMED NAME: FOWLER CARBONICS INC DATE OF NAME CHANGE: 19951108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VAN WAGONER CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001033258 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE BUSH STREET STREET 2: SUITE 1150 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156771147 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 NUCO2, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 629428103 (CUSIP Number) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 629428103 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Van Wagoner Capital Management, Inc. - 94-3235240 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER NUMBER OF -0- SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 387,800 REPORTING PERSON 8 SHARED DISPOSITIVE POWER WITH -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 387,800 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] Not Applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.41%* 12 TYPE OF REPORTING PERSON IA * Based upon an aggregate of 5,743,222 shares outstanding at November 8, 1996. CUSIP No. 629428103 Item 1(a). Name of Issuer: NUCO2, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 2800 Southeast Market Place Stuart, Florida 34997 Item 2(a). Name of Person Filing: The filer of this Schedule 13G is Van Wagoner Capital Management, Inc., an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 2(b). Address of Principal Business Office or, if none, Residence: One Bush Street, Suite 1150 San Francisco, California 94104 Item 2(c). Citizenship: Van Wagoner Capital Management, Inc. is a Delaware corporation. Item 2(d). Title of Class or Securities: Common Stock Item 2(e). CUSIP Number: 629428103 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d- 2(b), check whether the person filing is a: [ ] Broker or Dealer registered under Section 15 of the Act [ ] Bank as defined in Section 3(a)(6) of the Act [ ] Insurance Company as defined in Section 3(a)(19) of the Act [ ] Investment Company registered under Section 8 of the Investment Company Act [X] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund [ ] Parent Holding Company [ ] Group [ ] N/A Item 4. Ownership. (a) Amount Beneficially Owned: 387,800 (b) Percent of Class: 5.41% (c) Number of shares as to which such group has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 387,800 (iv) shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. All securities reported on this Schedule are owned by investment advisory clients of Van Wagoner Capital Management, Inc. To its knowledge, no such client owns in excess of 5.0% of the shares of Common Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 VAN WAGONER CAPITAL MANAGEMENT, INC. By: /S/ GARRETT R. VAN WAGONER Garrett R. Van Wagoner, President -----END PRIVACY-ENHANCED MESSAGE-----